Get your hands on a one-pager blue sheet presentation template to instill a strategic selling framework, get a bird’s-eye view of your sales process and progress, and start reaping the rewards.. The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. Goldman agreed to pay a $6 million penalty to resolve the SEC’s charges.
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The Blue Sheet approach is a helpful process in that it provides an analysis of the obstacles present in the account today along with providing a means to identify appropriate actions to mitigate against the risks / blockers evident in the account.. Define Blue Sheet. Requests: On occasion certain regulatory agencies will request of Pershing information regarding your firm’s or customers’ positions or transactions. Such “Blue Sheet” requests will be billed to your firm at a rate of $_______ **[Confidential treatment requested for a portion of this Schedule.]**
